Wednesday, 4 April 2018

smu mba 4th sem FIN new assignment spring 2018 (july/aug 2018 exam)


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DRIVE Spring 2018
PROGRAM Master of Business Administration- MBA
SEMESTER 4
SUBJECT CODE &
NAME
FIN401 & INTERNATIONAL FINANCIAL MANAGEMENT


SET 1
1 Explain Globalization, Advantages of Globalization and Disadvantages of Globalization.
Explanation of globalization
Advantages of Globalization
Disadvantages of Globalization

Answer: Globalization can be defined as the process of international integration that arises due to increasing human connectivity as well as the interchange of products, ideas and other aspects of culture. It


2 In foreign exchange market many types of transactions take place. Discuss the meaning and role of forward, future and options market.
Forward market
Future
options

Answer: Forward Market
In the forward market, contracts are made to buy and sell currencies for future delivery, say, after a fortnight, one month, two months and so on. The rate of exchange for the transaction is agreed upon on the very day the deal


3 Explain Swap, its features and types of Swap.
Explanation of Swap
Explanation on features of swap
Types of swap

Answer:  Swap is an agreement between two or more parties to exchange sets of cash flows over a period in future. The

SET 2
1 Explain in detail the types of exposure and measuring economic exposure
Explanation on types of exposure
Explanation on measuring economic exposure

Answer: Types of exposure
Economic Exposure
The potential changes in all future cash flows of a firm resulting from unanticipated changes in the exchange rates are referred to as economic exposure. The monetary assets and liabilities, in addition to the future cash flows, get influenced by the changes in foreign exchange rates. Of all the



2 Elaborate on the tools of foreign exchange risk management and techniques of exposure management.
Explanation of the tools of foreign exchange risk management
Explanation on the techniques of exposure management

Answer: Tools of Foreign Exchange Risk Management
Forward contracts: A forward contract is a non-standardized contract that takes place between two parties for the purpose of selling or buying an asset at a specified future time at a price that has already



3 Write short note on:
a. Adjusted present value model (APV model)
b. Forced Disinvestment


Answer: Adjusted Present Value Model
Debt has an advantage over equity since the interest paid on debt is almost always deductible from income while calculating corporate taxes, which is not the case for dividends on equity. So, the post cost of


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DRIVE           Spring 2018
PROGRAM   MBADS(SEM4/SEM6)
MBAFLEX/ MBA (SEM4) PGDFMN (SEM2)
SUBJECT CODE &
NAME            FIN402
TREASURY MANAGEMENT
SET 1
Qus:1 Give the meaning of treasury management. Explain the need for specialized handling of treasury and benefits of treasury.
·         Explanation of treasury management
·         Explanation of need for specialized handling of treasury
·         Explanation of benefits of treasury
Answer:
Explanation of treasury management:
Treasury management is the planning, organising and control of funds required by a corporate entity. Funds come in several forms: cash, bonds, currencies, financial derivatives like futures and options



Qus:2 Explain foreign exchange  market.  Write about all the types of foreign exchange markets. Explain the participants in foreign exchange markets.

·         Explanation of foreign exchange markets
·         Explanation of types of foreign exchange markets
·         Explanation of participants in foreign exchange markets

Answer:

Explanation of foreign exchange markets:

Foreign Exchange market (forex market) deals with purchase and sale of foreign currencies. The bulk of the market is “over the counter” (OTC) i.e

Qus:3 Write an overview of risk mitigation. Explain the processes of risk containment. Write about the tools available for managing risks.
·         Explanation of risk mitigation
·         Explanation of basic steps in a typical risk containment process
·         Explanation of tools available for managing risks

Answer:
Explanation of risk mitigation:
Risk mitigation is important that an organisation is not only aware of the risks before it impacts their bottom line, but has well-laid action plans to meet the risks and mitigate its adverse impact. The overall responsibility for risk management lies with the top management and the board of directors of the


SET 2

Qus: 1 what is Interest Rate Risk Management (IRRM)? Write the components and features of IRRM. Explain the macro and micro factors affecting interest rate.

·         Explanation of IRRM
·         Explanation of components and features of IRRM
·         Explanation of factors affecting interest rate(Macro and Micro)

Answer:

Explanation of IRRM:

Interest Rate Risk is the risk
·         to the earnings from an asset portfolio caused by interest rate changes
·         to the economic value of interest-bearing assets because of changes in interest rates
·         to


Qus: 2 explain the contents of working capital. Write down the need for working capital.

·         Explanation of contents of working capital
·         Explanation of need for working capital

Answer:

Explanation of contents of working capital:

Working capital is the money invested in the working assets of a firm. Working capital comprises the working


Qus: 3 explain the concepts and benefits of integrated treasury. Explain the advantages and
Disadvantages of operating treasury.

·         Explanation of concepts and benefits of integrated treasury
·         Explanation of advantages and disadvantages of operating treasury

Answer:

Explanation of concepts and benefits of integrated treasury:

The concept of integrated treasury works on the principle that Treasury canes a single unifying force of a company’s activities in

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PROGRAM
Master of Business Administration – MBA
SEMESTER
IV
SUBJECT CODE & NAME
FIN403
Merchant Banking and financial Services
SET 1
Qus:1 Explain Application Supported by Blocked Amount (ASBA). What is the Procedure of Applying in IPO through ASBA?
Answer: Application Supported by Blocked Amount (ASBA) is an application containing an authorization to block the application money in the bank account, for subscribing to an issue. If an investor is


Qus:2 Write short notes on Foreign Direct Investment (FDI) and Depository Receipt.
Answer: Foreign Direct Investment (FDI)
Foreign Direct Investment (FDI) is an integral part of an open and effective international economic system and a major catalyst to development. According to the International Monetary Fund (

Qus:3 What do you mean by a Depository? What are the functions performed by a Depository?
Answer: Depository receipts are securities that are traded in foreign currency. These receipts are issued by the foreign bank or institution which acts as a depository of shares issued by a domestic company. Depository


SET 2
Qus:1 Explain the concept of Hire Purchase? Give the difference between Hire Purchase and Leasing.
Answer: In a hire purchase system, the buyer acquires the property by promising to pay in monthly, quarterly and half-yearly instalments. The period of payment has to be fixed while signing the hire sale agreement. Though the buyer acquires the asset after signing the agreement, the title of ownership remains with the vendor until the buyer pays the entire liability. When the buyer pays the entire instalment and any other obligation according to hire purchase agreement, only then


Qus:2 Write short notes on Traditional theory of Portfolio Management and Modern theory of Portfolio Management
Answer: Portfolio theories give guidance in managing the portfolio. Broadly speaking, the portfolio theories can be divided into two categories, traditional theories or approach and modern theory or approach.

Qus:3 What do you mean by Venture Capital Fund? What are the various features of a Venture Capital Fund?
Answer: Venture capital is the money provided by investors to start firms and small businesses with long-term growth potential. This is a very important source of funding for start-ups that do not have access to capital markets. It typically entails high risk for the investor, but it has the


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DRIVE Spring 2018
PROGRAM MBA
SEMESTER 4
SUBJECT CODE &
NAME
Fin404 & INSURANCE AND RISK MANAGEMENT

Set 1

Ques 1. An organization is a legal entity which is created to do some activity of some purpose. There are elements of a life insurance organization. Explain the elements of life insurance organization.
[Important activities-2
Internal organization-3
Distribution system-2
Functions of the agent-3]

Answer: Important activities
         Procuring applications or proposals from prospective buyers of life insurance.
         Scrutinizing and making decisions on the proposals for insurance. This is called underwriting.

Ques 2. Business organizations and individuals take insurance policies. These insurance policies help them to cover the losses in case of any emergency. Explain how insurance works, the need for insurance and some examples.
Answer 
How insurance works
An agreement wherein a stipulated payment called a premium is paid by one party to another upon a specific loss is called an insurance. This claim payment amount can be either fixed or can be reimbursed in part. Premiums paid by the policyholder may reflect any special characteristics of the particular policy. Thus, insurances covers the financial losses of the policyholder. Thus, the




Ques 3. Explain the marketing mix (7 P’s) for insurance companies

Answer: Marketing Mix (7 P’s) for Insurance Companies
Marketing for insurance companies implies marketing insurance services with the objective to create a


Set 2
Ques 1. Explain the benefits of reinsurance. Elaborate on the application of reinsurance.
Benefits of reinsurance
Application of reinsurance

Answer: Benefits of Reinsurance
(i) Increase in risk-taking capacity
As the direct insurer can reinsure part of certain risks, it can therefore accept more of the original risk. It could be that a particu-lar insurer has calculated that it would not want to provide fire insurance cover for manufacturers of plastic goods for the sum insured in excess of `10,00,000. Should it then receive an enquiry from a potential insured for a sum of `40,00,000, it would be in a difficult position if there was no reinsurance. The said insurer could accept only ` 10,00,000 and ask the

Ques2 To assess some cases, the underwriter needs more additional information; it can be procured from various sources. Explain them.
Answer To assess some cases, the underwriter needs more additional information. The additional information required could be as small as the response to a single question that was left blank on the application or as extensive as the results of a complete medical examination. Additional information could be procured from various
sources, some of

Ques 3  Explain the term ‘Agent’, ‘Criteria for appointment of an Agent’ and ‘functions of an Agent’.
Answer To avail a license, an agent must meet the following conditions:
• He/she must be not less than 18 years of age.
• Should have passed
(i)                 Senior secondary


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