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Fall
2015
|
|
PROGRAM
|
MBADS
(SEM 4/SEM 6)
MBAFLEX/
MBA (SEM 4)
PGDBMN
(SEM 2)
|
SUBJECT
CODE & NAME
|
MA0041
&
MERCHANT
BANKING AND FINANCIAL SERVICES
|
BK
ID
|
B1812
|
CREDITS
|
4
|
MARKS
|
60
|
Q1. Explain the
maintenance of books of accounts, records etc. under the general obligations
and responsibilities of merchant bankers. (Explanation of maintenance of books
of accounts, under general obligations and responsibilities)
Answer:
General Obligations and
Responsibilities:
1. Code of Conduct
for Merchant Bankers: The code of conduct for merchant bankers is under the heading of
GeneralObligations and Responsibilities in the SEBI Act 1992. Every merchant banker
shall abide by the code of conduct as specified in the Act. These guidelines are
as follows:
Q2.The methodology
of issuing securities by giving a price range is known as book building method.
A book building is a price discovery mechanism. Based on this write the methods
and guidelines of book building. Explain the offer in a prospectus on book building
75 percent. Write the key role of the under writer and benefits for the
company. (Explanation of methods and guidelines of book building, Explanation
of offers in a prospectus on book building 75 percent, Key role of under writer
and benefits of the company)
Answer: Methods and Guidelines for
Book Building: According to SEBI guidelines, an issuer company can follow the
process of book building in two ways.
(I) 75 per cent of
net offer to the public through book building process.
(ii) 100 per cent
of net offer to the public through book building process.
Rules governing
book building are covered in Chapter XI of the Securities and Exchange Board of
India (Disclosure and
Q3.Bancassurance
means selling insurance product through banks. Give a brief introduction of banc
assurance and write the benefits of banc assurance to the banks and insurance
companies. (Introduction of banc assurance, Benefits of banc assurance)
Answer: Introduction: the various types
of mutual funds schemes, and the advantages and disadvantages of investing in mutual
funds. You also learnt about the legal structure and the regulation of mutual
funds in India. Insurance is a social device which is used to accumulate
certain sum of money in order to meet uncertain losses in the future. The
possible causes for such uncertain losses can be to an individual or a group of
individuals on account of
Q4.Explain the
procedure for mergers under the merchant banking. (Explanation of procedure for
merger under merchant banking)
Answer: Procedure for Mergers: The points below
describe in detail the procedure followed for a merger to take place.
(I) Making a draft
of the scheme of merger/amalgamation, specifying all detailed information
related to transferor, transferee, any terms and conditions specifically
mentioned for the transfer of assets and liabilities, etc.
(ii) Once the
Q5. Explain the
concept of credit rating. Write the important parameters of a company under
credit rating and aim of credit rating. (Explanation of the concept of credit
rating, important parameters of credit rating, Aims of credit rating)
Answer: Concept of Credit Rating: Credit rating is a financial
service provided by an approved body which rates the various securities of a
company according to a set model. Various symbols are assigned to various
securities according to default rate risk involved in that debt security.
Default risk is associated with the
Q6. Money market is
a financial instruments and financial assets that are traded. Explain the
features of money markets in India. Write down the important participants of in
money market. (Explanation of features of money markets in India, Important
participants of money markets)
Answer: Features of the money markets
in India: The following are the main features of money markets in India.
(I) In India, money
market operations are executed by both the structured money market
participants, who are regulated by RBI, and the unstructured money market,
which is dominated by indigenous bankers.
(ii) The
Get fully solved assignment. Buy online from website
online store
or
plz drop a mail with your sub code
we will revert you within 2-3 hour or immediate
Charges rs
125/subject and rs 700/semester only.
if urgent then call us on 08791490301, 08273413412
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